UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
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Item 5.07 Submission of Matters to a Vote of Security Holders
On December 5, 2023, SINTX Technologies, Inc. held its 2023 annual meeting of stockholders at which the following matters were voted on:
Proposal No. 1: A proposal to elect two Class III directors to hold office for a term expiring at the annual meeting of stockholders to be held in 2026 or until their respective successors are elected and qualified. This proposal was approved.
| Nominee | Votes For | Votes Withheld | Broker Non-vote | Abstain | ||||||||||||
| B. Sonny Bal, MD | 178,101 | 106,480 | 1,177,507 | |||||||||||||
| Jeffrey S. White | 119,145 | 165,436 | 1,177,507 | |||||||||||||
Proposal No. 2: A proposal to ratify the Audit Committee’s appointment of Tanner LLC as the Company’s independent registered public accounting firm for the year ending December 31, 2023. This proposal was ratified.
| For | Against | Abstain | Broker Non-vote | |||||||||
| 1,329,432 | 95,090 | 37,566 | - | |||||||||
Proposal No. 3: A proposal to adopt, on an advisory basis, a non-binding resolution approving the compensation of the Company’s named executive officers, as described in the Proxy Statement under “Executive Compensation.” This proposal was not adopted.
| For | Against | Abstain | Broker Non-vote | |||||||||
| 118,721 | 147,756 | 18,104 | 1,177,507 | |||||||||
Proposal No. 4: To approve an amendment to our 2020 Equity Incentive Plan to increase the authorized number of shares of common stock of the Company issuable under all awards granted under the plan from 19,029 to 1,319,029. This proposal was not approved.
| For | Against | Abstain | Broker Non-vote | |||||||||
| 74,603 | 206,819 | 3,159 | 1,177,507 | |||||||||
Proposal No. 5: A proposal to approve one or more adjournments of the annual meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the meeting to adopt one or more of the foregoing proposals. This proposal was approved.
| For | Against | Abstain | Broker Non-vote | |||||||||
| 955,038 | 499,272 | 7,778 | - | |||||||||
Item 9.01 Financial Statements and Exhibits.
| Exhibit No. | Description | |
| 104 | Cover Page Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SINTX TECHNOLOGIES, INC. | |
| Date: December 8, 2023 | /s/ B. Sonny Bal |
| B. Sonny Bal | |
| President and Chief Executive Officer |