Exhibit 107

 

Calculation of Filing Fee Tables

 

Form S-3

(Form Type)

 

SINTX Technologies, Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

    Security
Type
  Security
Class
Title
  Fee
Calculation
or Carry
Forward
Rule
  Amount
Registered
    Proposed
Maximum
Offering
Price Per
Unit
    Maximum
Aggregate
Offering
Price (3)
    Fee
Rate
    Amount of
Registration
Fee
    Carry
Forward
Form
Type
    Carry
Forward
File
Number
    Carry
Forward
Initial
Effective
Date
    Filing Fee
Previously
Paid In
Connection
with
Unsold
Securities
to
be Carried
Forward
 
 
Newly Registered Securities
                                                                                     
Fees to Be Paid   Equity   Common Stock, $0.001 par value per share       (1)       (1)                                            
                                                                                     
Fees to Be Paid   Equity   Preferred Stock, par value $0.001 per share       (1)       (1)                                            
                                                                                     
Fees to Be Paid   Debt   Debt Securities       (1)       (1)                                            
                                                                                     
Fees to Be Paid   Other   Warrants       (1)       (1)                                                    
Fees to Be Paid   Other   Units (2)       (1)       (1)                                            
                                                                                     
Fees to Be Paid   Other   Rights       (1)       (1)                                            
                                                                                     
Fees to Be Paid   Unallocated
(Universal)
Shelf
  Unallocated
(Universal)
Shelf
  457(o)     (1)       (1)     $ 38,182.12     $ 0.0001476     $ 5.64                          
                                                                                     
Fees Previously Paid                                                            
                                                                                     
Carry Forward Securities  
                                                                                     
Carry Forward Securities   Equity   Common Stock, $0.001 par value per share   415(a)(6)     (1)       (1)                         S-3       333-249267       October 13, 2020        
                                                                                     
Carry Forward Securities   Equity   Preferred Stock, par value $0.001 per share   415(a)(6)     (1)       (1)                         S-3       333-249267       October 13, 2020        
                                                                                     
Carry Forward Securities   Debt   Debt Securities   415(a)(6)     (1)       (1)                         S-3       333-249267       October 13, 2020        
                                                                                     
Carry Forward Securities   Other   Warrants   415(a)(6)     (1)       (1)                         S-3       333-249267       October 13, 2020          
                                                                                     
Fees to Be Paid   Other   Units (2)   415(a)(6)     (1)       (1)                         S-3       333-249267       October 13, 2020        
                                                                                     
Carry Forward Securities   Other   Rights   415(a)(6)     (1)       (1)                         S-3       333-249267       October 13, 2020        
                                                                                     
Carry Forward Securities   Unallocated (Universal Shelf)   Unallocated (Universal Shelf)   415(a)(6)     (1)(4)       (1)(4)     $ 74,961,817.88         (4)           S-3       333-249267       October 13, 2020     $ 8,178.33 (4)
                                                                                     
    Total Offering Amounts             $ 75,000,000 (1)(4)             5.64                                  
                                                                                     
    Total Fees Previously Paid                                                                
                                                                                     
    Total Fee Offsets                                                                
                                                                                     
    Net Fee Due                             $ 5.64                                  

 

(1) The securities registered hereunder consists of up to $75,000,000 of an indeterminate amount of (a) shares of common stock, (b) shares of preferred stock, (c) warrants to purchase shares of common stock, shares of preferred stock, or debt securities of the Registrant, (d) debt securities, (e) subscription rights to purchase common stock, preferred stock, or debt securities of the Registrant, and (f) units, consisting of some or all of these securities, as may be sold from time to time by the Registrant. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. There are also being registered hereunder an indeterminate number of shares of common stock, shares of preferred stock, and debt securities as shall be issuable upon conversion, exchange or exercise of any securities that provide for such issuance. In no event will the aggregate offering price of all types of securities issued by the Registrant pursuant to this registration statement exceed $75,000,000. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers such indeterminate number of securities as may be issuable with respect to the securities being registered hereunder as a result of stock splits, stock dividends or similar transactions.

 

(2) Units may be issued under a unit agreement and will represent an interest in one or more securities registered under this registration statement including shares of common stock or preferred stock, debt securities or warrants, in any combination, which may or may not be separable from one another.

 

(3) Estimated solely for purposes of computing the registration fee.

 

(3) Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement include $74,961,817.88 of unsold securities (the “Unsold Securities”) previously registered pursuant to the Registration Statement on Form S-3 (File No. 333-249267), which was declared effective on October 13, 2020 (the “Prior Registration Statement”). The registrant paid a filing fee of $8,178.33 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement). Pursuant to Rule 415(a)(6), the filing fee associated with the offering of the Unsold Securities is hereby carried forward to be applied to the Unsold Securities, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of this Registration Statement. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the registrant sells any Unsold Securities pursuant to the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated number of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on this registration statement. Pursuant to Rule 415(a)(6), the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.