Exhibit 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
SINTX Technologies, Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security
Type |
Security
Class Title |
Fee
Calculation or Carry Forward Rule |
Amount
Registered |
Proposed
Maximum Offering Price Per Unit |
Maximum
Aggregate Offering Price (3) |
Fee
Rate |
Amount
of Registration Fee |
Carry
Forward Form Type |
Carry
Forward File Number |
Carry
Forward Initial Effective Date |
Filing
Fee Previously Paid In Connection with Unsold Securities to be Carried Forward |
|||||||||||||||||||||||||||||||
Newly Registered Securities | ||||||||||||||||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Common Stock, $0.001 par value per share | — | (1) | (1) | — | — | — | — | — | — | — | ||||||||||||||||||||||||||||||
Fees to Be Paid | Equity | Preferred Stock, par value $0.001 per share | — | (1) | (1) | — | — | — | — | — | — | — | ||||||||||||||||||||||||||||||
Fees to Be Paid | Debt | Debt Securities | — | (1) | (1) | — | — | — | — | — | — | — | ||||||||||||||||||||||||||||||
Fees to Be Paid | Other | Warrants | — | (1) | (1) | — | — | — | ||||||||||||||||||||||||||||||||||
Fees to Be Paid | Other | Units (2) | — | (1) | (1) | — | — | — | — | — | — | — | ||||||||||||||||||||||||||||||
Fees to Be Paid | Other | Rights | — | (1) | (1) | — | — | — | — | — | — | — | ||||||||||||||||||||||||||||||
Fees to Be Paid | Unallocated
(Universal) Shelf |
Unallocated
(Universal) Shelf |
457(o) | (1) | (1) | $ | 38,182.12 | $ | 0.0001476 | $ | 5.64 | — | — | — | — | |||||||||||||||||||||||||||
Fees Previously Paid | — | — | — | — | — | — | — | — | — | — | — | — | ||||||||||||||||||||||||||||||
Carry Forward Securities | ||||||||||||||||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Common Stock, $0.001 par value per share | 415(a)(6) | (1) | (1) | — | — | — | S-3 | 333-249267 | October 13, 2020 | — | ||||||||||||||||||||||||||||||
Carry Forward Securities | Equity | Preferred Stock, par value $0.001 per share | 415(a)(6) | (1) | (1) | — | — | — | S-3 | 333-249267 | October 13, 2020 | — | ||||||||||||||||||||||||||||||
Carry Forward Securities | Debt | Debt Securities | 415(a)(6) | (1) | (1) | — | — | — | S-3 | 333-249267 | October 13, 2020 | — | ||||||||||||||||||||||||||||||
Carry Forward Securities | Other | Warrants | 415(a)(6) | (1) | (1) | — | — | — | S-3 | 333-249267 | October 13, 2020 | |||||||||||||||||||||||||||||||
Fees to Be Paid | Other | Units (2) | 415(a)(6) | (1) | (1) | — | — | — | S-3 | 333-249267 | October 13, 2020 | — | ||||||||||||||||||||||||||||||
Carry Forward Securities | Other | Rights | 415(a)(6) | (1) | (1) | — | — | — | S-3 | 333-249267 | October 13, 2020 | — | ||||||||||||||||||||||||||||||
Carry Forward Securities | Unallocated (Universal Shelf) | Unallocated (Universal Shelf) | 415(a)(6) | (1)(4) | (1)(4) | $ | 74,961,817.88 | (4) | — | S-3 | 333-249267 | October 13, 2020 | $ | 8,178.33 | (4) | |||||||||||||||||||||||||||
Total Offering Amounts | $ | 75,000,000 | (1)(4) | 5.64 | ||||||||||||||||||||||||||||||||||||||
Total Fees Previously Paid | — | |||||||||||||||||||||||||||||||||||||||||
Total Fee Offsets | — | |||||||||||||||||||||||||||||||||||||||||
Net Fee Due | $ | 5.64 |
(1) | The securities registered hereunder consists of up to $75,000,000 of an indeterminate amount of (a) shares of common stock, (b) shares of preferred stock, (c) warrants to purchase shares of common stock, shares of preferred stock, or debt securities of the Registrant, (d) debt securities, (e) subscription rights to purchase common stock, preferred stock, or debt securities of the Registrant, and (f) units, consisting of some or all of these securities, as may be sold from time to time by the Registrant. Any securities registered hereunder may be sold separately or as units with other securities registered hereunder. There are also being registered hereunder an indeterminate number of shares of common stock, shares of preferred stock, and debt securities as shall be issuable upon conversion, exchange or exercise of any securities that provide for such issuance. In no event will the aggregate offering price of all types of securities issued by the Registrant pursuant to this registration statement exceed $75,000,000. Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement also covers such indeterminate number of securities as may be issuable with respect to the securities being registered hereunder as a result of stock splits, stock dividends or similar transactions. |
(2) | Units may be issued under a unit agreement and will represent an interest in one or more securities registered under this registration statement including shares of common stock or preferred stock, debt securities or warrants, in any combination, which may or may not be separable from one another. |
(3) | Estimated solely for purposes of computing the registration fee. |
(3) | Pursuant to Rule 415(a)(6) under the Securities Act, the securities registered pursuant to this registration statement include $74,961,817.88 of unsold securities (the “Unsold Securities”) previously registered pursuant to the Registration Statement on Form S-3 (File No. 333-249267), which was declared effective on October 13, 2020 (the “Prior Registration Statement”). The registrant paid a filing fee of $8,178.33 associated with the offering of the Unsold Securities (based on the filing fee rate in effect at the time of the filing of the Prior Registration Statement). Pursuant to Rule 415(a)(6), the filing fee associated with the offering of the Unsold Securities is hereby carried forward to be applied to the Unsold Securities, and no additional filing fee is due with respect to the Unsold Securities in connection with the filing of this Registration Statement. To the extent that, after the filing date hereof and prior to the effectiveness of this registration statement, the registrant sells any Unsold Securities pursuant to the Prior Registration Statement, the registrant will identify in a pre-effective amendment to this registration statement the updated number of Unsold Securities from the Prior Registration Statement to be included in this registration statement pursuant to Rule 415(a)(6) and the updated amount of new securities to be registered on this registration statement. Pursuant to Rule 415(a)(6), the offering of securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement. |