UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option* | 03/03/2014 | 07/17/2024 | Common stock par value $ 0.01 | 10 | $ 5,130 | D | |
Stock Option* | 01/07/2015 | 01/07/2025 | Common stock par value $ 0.01 | 7 | $ 5,221.8 | D | |
Stock Option* | 01/04/2016 | 01/04/2026 | Common stock par value $ 0.01 | 10 | $ 608.04 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
O'Brien David Francis 1885 W 2100 S SALT LAKE CITY,, UT 84119 |
Chief Operating Officer |
/s/ David Francis O'Brien | 09/01/2020 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: *Stock option granted under the company's 2012 Equity Incentive Plan. Options vest at the rate of 28% at the end of one years and 2% per month thereafter. |